Compliance and risk professional with 4+ years investigating regulatory breaches, executive escalations, and fraud cases for Private Bank and Wealth Management clients at Wells Fargo. Monitors adherence to regulatory obligations, applies compliance frameworks to high-risk cases, and partners with leadership to strengthen controls and resolve issues escalated to the Executive Office. Delivered measurable results: reduced case resolution time by nearly 20% while sustaining 99.5% regulatory compliance accuracy. Brings strong stakeholder communication and investigative rigor, directly transferable to a Compliance Business Partner role advising business units on regulatory risk.
